Genesis
The operating system for FCA authorisation.
Genesis converts a regulated business concept into a structured, traceable and reviewable institutional application.
What Genesis is
Genesis is an integrated authorisation platform that captures institutional facts, determines route-specific requirements, constructs regulatory and financial outputs, assembles evidence and challenges the resulting application before submission.
- Captures institutional facts
- Determines route-specific requirements
- Constructs regulatory and financial outputs
- Assembles evidence
- Challenges the application before submission
What Genesis is not
Clear about its boundaries.
Architecture
One controlled pipeline, end to end.
Core product engines
The engines behind the institution.
Regulatory Perimeter
Resolves which regulated activities the business performs.
Institutional Model
One structured model of the firm — the single source of truth.
Governance
Board, committees, responsibilities and decision rights.
Financial
Capital, own funds, liquidity, stress and wind-down.
Document Assembly
Regulatory artefacts generated from the same verified facts.
Evidence
Requirements, provenance, completeness and obligation mapping.
Review
Deterministic gates and structured professional challenge.
Submission
Connect responses, cross-references and the final pack.
The Genesis family
One platform. Connected capabilities.
Genesis Authorisation
Constructs the licence route, regulatory business plan, policies and submission pack from one verified institutional model.
Genesis Financial
Builds a route-aware financial model — capital, own funds, liquidity, stress testing and wind-down — that agrees with the business narrative.
Genesis Evidence
Identifies required evidence, maps it to obligations, tracks quality and completeness, and highlights what remains unresolved.
Genesis Review
Challenges the application across route, governance, safeguarding, financials and AML before the regulator does — with explainable findings.
Genesis Governance
Designs board composition, committees, responsibilities and management information that exist beyond the policy document.
Genesis Operations
Supports governance evidence, compliance monitoring, board reporting and supervisory readiness after authorisation.
Genesis Academy
Role-based regulatory training and competence, connected to the institution's own governance model.
Genesis Partner
Multi-client delivery infrastructure for consultants and advisory firms — standardised production with retained professional judgement.
Human oversight
Genesis produces. Professionals decide.
Outputs
A complete, route-specific application pack.
Institution
- Golden Regulatory Brief
- Regulatory Operating Model
- Corporate and ownership profile
- Programme of Operations
- Business Plan
Governance
- Governance Framework
- Board and committee structures
- Responsibilities
- Skills and capacity
- Outsourcing oversight
Financial
- Profit and Loss
- Balance Sheet
- Cash Flow
- Initial capital
- Own funds
- Liquidity
- Stress testing
- Wind-down funding
Risk and Compliance
- AML/CTF
- Safeguarding
- Complaints
- Consumer Duty
- Operational resilience
- Compliance monitoring
- Risk registers
Submission
- Connect responses
- Evidence schedule
- Cross-references
- Regulatory review findings
- Submission readiness report
- Final downloadable pack